Canadian Securities Administrators - PDFSEARCH.IO - Document Search Engine

Canadian Securities Administrators
Results: 443

#	Item
411	Microsoft Word - 303915F3.doc Add to Reading List Source URL: www.ocrcvm.ca Language: English - Date: 2012-06-18 15:05:19 Business Financial system Investment Industry Regulatory Organization of Canada Securities Finance Investment Canadian securities regulation Securities Commission Canadian Securities Administrators Financial regulation Financial economics Self-regulatory organizations
412	Microsoft Word - Data Distribution Web Page 13 jan 2014.docx Add to Reading List Source URL: sedar.com Language: English - Date: 2014-01-29 08:15:02 Canadian securities regulation Sedar Canadian Securities Administrators Economy of Canada System for Electronic Document Analysis and Retrieval Canada
413	Marketplace Notice CX2 Canada ATS Contact: Deanna Dobrowsky Vice President, Market Regulation Policy Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-02-05 16:00:04 Investment Industry Regulatory Organization of Canada Canadian Securities Administrators Financial system Investment Stock market Financial economics Order
414	Prepared for: CANADIAN SECURITIES ADMINISTRATORS Investor Education Committee[removed]CSA Investor Study: Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:15:50 Law Corruption Securities Securities fraud Investor education Canadian securities regulation Pearlasia Gamboa Madoff investment scandal Crimes Fraud Ethics
415	Canadian Association of Pension Supervisory Authorities COMMUNIQUÉ June 1, 2000 Add to Reading List Source URL: www.capsa-acor.org Language: English - Date: 2013-10-24 01:13:00 Capsa Financial economics Office of the Superintendent of Financial Institutions Canada Canadian securities regulation Pension Canadian Securities Administrators Finance Employment compensation Canadian law Financial regulation
416	The Pillars of Protection 2012 \| 2013 Report North American Securities Administrators Association Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:26:40 Economics Financial regulation North American Securities Administrators Association Investment Canadian securities regulation U.S. Securities and Exchange Commission Hedge fund Securities regulation in the United States Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics United States securities law Finance
417	CSA BUSINESS PLAN[removed]Introduction This document represents the collective effort by the Canadian Securities Administrators (CSA) to set out, in a clear and comprehensive manner, the priorities that the Canadian Se Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-07-10 12:17:33 Canadian securities regulation 73rd United States Congress United States Securities and Exchange Commission Securities regulation in the United States Securities Act Canadian Securities Administrators Financial economics Law Non-reporting issuer Canadian law Financial regulation United States securities law
418	Prepared for: Canadian Securities Administrators CSA Investor Index Canadian Securities Administrators \| www.csa-acvm.ca Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:15:54 Financial services Investor education Institutional investors Canadian securities regulation Securities fraud Mutual fund Fraud Financial economics Investment Economics
419	2013 \| 2014 In Pursuit of Smart Regulation & Investor Protection Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-05-13 16:40:18 Finance North American Securities Administrators Association Uniform Securities Act U.S. Securities and Exchange Commission Canadian securities regulation Securities fraud Securities Act Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act United States securities law Financial economics Financial system
420	NASAA Year In Review[removed]A dva n c in g a L e g a c y o f I n v e s t o r P r o t e c t i on No r t h A me ri c an Se c u ri t i es A d mi n i st rato rs A sso ci at i o n Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:13:02 Finance Economics North American Securities Administrators Association Joseph Borg Canadian securities regulation Christopher Cox U.S. Securities and Exchange Commission Securities regulation in the United States Hedge fund Financial economics United States securities law Financial regulation